Expat Wealth Partners · For Advisors
Cross-Border Advisor Opportunity Review
Questions to consider before entering a U.S.-connected referral, advisory, or client servicing arrangement.
Many cross-border advisors encounter U.S.-connected clients, U.S. retirement accounts, American expats, foreign nationals with U.S. assets, or families with planning needs across jurisdictions.
Before entering a U.S.-connected arrangement, advisors should understand the structure, responsibilities, economics, client servicing process, and operational expectations involved.
This review is designed to help advisors identify the areas that may need clarification before moving forward.
U.S.-Connected Client Opportunities Require More Than Access
A U.S.-connected opportunity may involve licensing considerations, referral arrangements, client servicing responsibilities, compliance review, custody questions, and operational coordination.
This educational review helps advisors think through the core areas that should be clarified before making introductions, referring clients, or participating in a U.S.-connected advisory pathway.
Licensing and Structure
Clarify who is licensed, what role each party plays, and how advisory activity is supervised or supported.
Client Fit
Understand whether the client opportunity involves U.S. retirement accounts, U.S.-connected families, American expats, foreign nationals with U.S. assets, or other cross-border planning needs.
Referral and Compensation Terms
Review how referrals, revenue sharing, fees, costs, and ongoing servicing expectations are documented.
Operational Process
Evaluate how introductions, onboarding, documentation, client communication, and review processes are handled.
Long-Term Business Fit
Consider whether the arrangement supports your business goals, client relationships, and ability to serve cross-border opportunities appropriately.
Built for Advisors Evaluating U.S.-Connected Client Opportunities
This resource is intended for financial advisors and financial professionals who want to ask better business-planning questions before entering a U.S.-connected referral, advisory, or servicing arrangement.It is not intended for retail investors. It is not a substitute for legal, tax, regulatory, compliance, investment, or financial advice. Advisors should consult their own professional resources before entering any arrangement.
Interactive Review
Take the Advisor Opportunity Review
Answer the questions below based on what has been explained or documented so far. This review is designed to help identify areas where additional clarity may be useful before moving forward.
How clearly has the U.S.-connected structure been explained?
Which best describes your understanding of each party's role?
How much due diligence have you completed on the structure?
How clearly has the compliance review process been explained?
Advisor Guide
Request the Cross-Border Advisor Opportunity Guide
Use this guide to organize the questions advisors may want to clarify before entering a U.S.-connected referral, advisory, or client servicing arrangement.
If you are evaluating a U.S.-connected opportunity, referral pathway, Series 65 pathway, or cross-border advisory support model, submit your details below to request the guide and indicate whether you would like a confidential conversation.
Confidential Advisor Conversation
Request a Confidential Advisor Conversation
For advisors and financial professionals evaluating U.S.-connected client opportunities, referral pathways, Series 65 considerations, or cross-border advisory support. Submit your details below and Expat Wealth Partners will follow up.